🎓CFA Final Prep All Topics

Governance Mechanisms and Shareholder Ri

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Question

Why is board independence an important internal governance mechanism?

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Answer

Independent directors are less likely to rubber-stamp management.

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Question

How does the board of directors help mitigate the shareholder-management principal-agent conflict?

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Answer

It oversees management, hires/fires the CEO, and approves strategy.

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Question

How does a compensation committee address the shareholder-management conflict?

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Answer

It designs executive pay to align management with shareholders.

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Question

What conflict is a risk committee primarily meant to mitigate?

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Answer

Excessive or poorly monitored enterprise-wide risk-taking.

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