🎓CFA Final Prep All Topics

Deck 1 – Instrument Features

Card1 / 56
Question

Why are SPVs used in structured finance issues?

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Answer

To isolate assets from the originator's credit risk.

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Question

In an ABS structure, what is the trustee's role?

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Answer

Holds assets in trust and ensures payments follow the trust deed.

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Question

What does securitization mean in fixed income?

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Answer

Pooling assets and issuing securities backed by their cash flows.

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Question

Why is an SPV used in a securitization structure?

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Answer

To hold assets separately and make them bankruptcy-remote.

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