📏CPA EXAM PREP

System and Organization Controls Engagem

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Question

How does SSAE No. 21 affect SOC 1 and SOC 2 engagements?

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Answer

It does not materially change them; SOC 1 remains under SSAE No. 18.

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Question

Why are SOC engagements classified as attestation examinations?

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Answer

Because the practitioner examines a management assertion and reports an opinion.

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Question

What two prerequisites must exist for a SOC engagement?

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Answer

Auditor independence and a management assertion.

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Question

Why is SSAE No. 18 still the governing standard for SOC 1 engagements?

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Answer

SOC 1 continues under AT-C 320; SSAE No. 21 did not supersede it.

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