🎓CFA Final Prep All Topics

Ethics foundations / decision framework

Card1 / 19
Question

In the CFA context, why is ethics more than just following rules?

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Answer

It requires internalized commitment to clients, markets, and society.

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Question

Why is the I.C.A.R. framework described as cyclical rather than linear?

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Answer

New facts can require revisiting earlier steps.

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Question

Why does the REFLECT step matter after an ethical decision is made?

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Answer

It reinforces learning and ethical culture over time.

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Question

In the ACT step of the ethical decision-making framework, when should an issue be escalated?

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Answer

When guidance from compliance, legal, or supervisors is needed.

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