Standard I — Professionalism

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Question

What is the key test for whether accepting a benefit threatens Independence and Objectivity?

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Answer

Whether a reasonable observer would question objectivity.

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Question

In multi-standard CFA ethics vignettes, how should you approach a question asking for the "most directly" violated Standard?

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Answer

Identify all violations first, then choose the primary one.

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Question

When laws in two jurisdictions conflict, what standard must a CFA member follow?

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Answer

The stricter law, rule, or regulation.

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Question

Why does issuing a recommendation without doing independent research also violate Standard V(A), not just I(B)?

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Answer

There is no adequate diligence or reasonable basis.

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