Fraud Risk and Using the Work of Others

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Question

Why can't the auditor be assured of detecting fraud?

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Answer

Fraud may involve collusion or forgery.

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Question

What are the three classes of financial statement assertions?

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Answer

Transactions, balances, and presentation/disclosure.

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Question

What audit step targets management override through journal entries?

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Answer

Testing journal entries, especially unusual or nonstandard ones.

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Question

Why does a history of favorable estimates matter in fraud risk assessment?

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Answer

It suggests possible management bias in estimates.

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