Deck 6 – Futures & MTM

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Question

What does the exchange calculate first in the daily mark-to-market process for a futures contract?

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Answer

The contract's gain or loss versus the prior settlement price.

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Question

Why are futures and forwards priced similarly under no-arbitrage in the basic case?

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Answer

Both lock in future delivery, so replication gives the same no-arbitrage price.

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Question

How does exchange trading make a futures contract structurally different from a forward?

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Answer

Futures are standardized and exchange-traded; forwards are customized OTC contracts.

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Question

What triggers a variation margin call on a futures position?

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Answer

The margin account falls below maintenance margin.

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