Deck 1 – Instrument & Market Features

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Question

If a derivative is privately negotiated bilaterally with customized terms, how should you classify the market?

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Answer

Over-the-counter, or OTC.

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Question

Why is counterparty risk usually lower in exchange-traded derivatives than in OTC derivatives?

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Answer

A clearinghouse guarantees performance instead of relying on a bilateral counterparty.

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Question

In derivatives, what makes an asset, rate, or index the underlying?

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Answer

The derivative's value is derived from it.

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Question

What event in futures trading signals that margin protection is being enforced?

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Answer

A margin call after the account falls below maintenance margin.

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