Question
Why is disclosing an outside compensation arrangement to an employer verbally not enough under Standard IV(B)?
Tap to flip
Answer
Written consent from the employer is required.
Tap to flip back
Question
Why does taking a client list or proprietary model when leaving a firm violate Standard IV(A)?
Tap to flip
Answer
They are employer property, not portable personal assets.
Tap to flip back
Question
A member memorizes client contact information, resigns, then emails former clients to join a new firm. What Standard is most directly violated?
Tap to flip
Answer
Standard IV(A) — Loyalty to Employer.
Tap to flip back
Question
What must a supervisor do first after learning of a potential subordinate violation?
Tap to flip
Answer
Promptly investigate.
Tap to flip back