Equity 1 – Market Org & Structure

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Question

Why is a primary market important to issuers in a way a secondary market is not?

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Answer

Only primary-market sales send proceeds to the issuer.

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Question

Why is useful when a company has negative earnings?

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Answer

Sales remain usable even when earnings are negative.

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Question

How does a dealer differ from a broker in securities markets?

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Answer

A dealer trades as principal; a broker matches clients for commission.

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Question

Why is intrinsic value not an objective fact?

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Answer

Different assumptions can produce different valuations.

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